Lead SOC 2 Analyst
Course Overview
Organizations that provide technology-enabled services must demonstrate robust internal controls to protect customer data and build stakeholder trust. The Lead SOC 2 Analyst course provides participants with a comprehensive understanding of the SOC 2 framework, the Trust Services Criteria (TSC), and the methodologies used to assess, implement, and monitor controls.
Through practical exercises, case studies, and real-world scenarios, participants will learn how to conduct SOC 2 readiness assessments, identify control gaps, implement appropriate controls, evaluate evidence, manage risks, and support successful SOC 2 examinations.
Target Audience
This course is intended for:
- Information Security Managers
- Compliance Managers
- SOC 2 Analysts
- Internal Auditors
- IT Managers
- Risk Management Professionals
- Governance, Risk, and Compliance (GRC) Professionals
- Information Security Consultants
- Cloud Security Professionals
- Professionals responsible for SOC 2 readiness and compliance
Learning Objectives
Upon successful completion of this course, participants will be able to:
- Understand the principles and requirements of the SOC 2 framework.
- Explain the Trust Services Criteria (Security, Availability, Processing Integrity, Confidentiality, and Privacy).
- Conduct SOC 2 readiness assessments and gap analyses.
- Design, implement, and evaluate controls aligned with the Trust Services Criteria.
- Collect and assess audit evidence supporting SOC 2 compliance.
- Monitor and improve internal control effectiveness.
- Support organizations during SOC 2 examinations.
- Prepare for the PECB Lead SOC 2 Analyst certification examination.
Duration
5 Days (Four days of instructor-led training followed by the certification examination on Day 5.)
E-Learning
The Lead SOC 2 Analyst course is also available in a self-paced eLearning format through PECB. Participants can access interactive online learning modules, video lectures, practical exercises, quizzes, and downloadable course materials while studying at their own pace.
Certification
After successfully passing the examination and meeting the applicable certification requirements, participants may apply for the:
PECB Certified Lead SOC 2 Analyst
The certification validates the candidate’s competence in assessing, implementing, and managing controls based on the SOC 2 Trust Services Criteria.
Course Agenda
Day 1: Introduction to SOC 2 and Trust Services Criteria
- Training course objectives and structure
- Overview of the SOC 2 framework
- Trust Services Criteria (TSC)
- Governance and compliance
- Organizational context
- Risk management principles
Day 2: Designing and Implementing SOC 2 Controls
- Security controls
- Availability controls
- Processing integrity controls
- Confidentiality controls
- Privacy controls
- Control implementation
Day 3: Assessing and Monitoring Controls
- Risk assessment
- Control testing
- Evidence collection
- Gap analysis
- Continuous monitoring
- Performance evaluation
Day 4: SOC 2 Readiness and Continual Improvement
- Readiness assessment
- Remediation planning
- Audit preparation
- Reporting and communication
- Continual improvement
- Course review and examination preparation
Day 5: Certification Examination
- PECB Lead SOC 2 Analyst Certification Examination
Exam Duration
- Exam Duration: 3 hours
- Exam Format: Closed-book examination consisting of multiple-choice, scenario-based, and essay-type questions.
- Passing Score: Determined by PECB in accordance with its certification policies.
Successful candidates who meet PECB’s certification requirements may apply for the PECB Certified Lead SOC 2 Analyst credential.
